CONNECT

Address:

203 N. Grande Avenue
Tucson, AZ 85745

Phone:

520.629.9767

Fax/Other:

520.629.9070

In case of emergency

To our Valued Clients and Business Partners,

We have prepared this page ahead of time as part of our commitment to ensuring that our clients are looked after in any eventuality, specifically a "Significant Business Disruption" (SBD). In the event of an SBD, we would definitely contact you by phone and/or email as soon as possible with a specific update. For most situations, Ronald Oxman would be the best initial person to contact, but we've put our "phone tree" here so you will have a couple options just in case you need us before we contact you.

Main Line: 520.629.9767

Phone Tree:

1>>> Ronald Oxman
Registered Representative
cell: 520.977.5444
rwoxman@rwofinancial.com

2>>> Bea Herron
General Manager
cell: 520.861.4723
bherron@rwofinancial.com

 

Client Access to Funds
Our firm does not maintain custody of clients' funds.

Business Continuity Plan
RWO Financial, Inc. has developed a "Business Continuity Plan" (BCP) to mitigate the impact of possible future business interruptions. This plan addresses data back up and recovery; all mission critical systems; financial and operational assessments; alternative communication with our clients, employees and regulators; alternative physical locations of employees, critical suppliers, contractors, banks and counterparty impact; regulatory reporting and assuring clients of prompt access to their funds if we are unable to continue business due to an SBD.

Disclaimer
Our firm's BCP is designed to meet our existing obligations to clients in the event of an emergency or significant business disruption; however, it is not infallible. The unpredictable nature of some events make it impossible to anticipate every scenario that could cause a business disruption. Although we are confident in our own preparedness, RWO Financial, Inc. has no control over the third party entities that we must rely upon in the event of an emergency. We test our Business Continuity Plan from time to time to ensure our readiness; yet these tests may not replicate conditions we would experience in a real emergency. Our BCP is subject to change without notice. Copies are available upon request to our valued clients and partners. This is provided to you for informational purposes only.

Tips and other resources
No one likes to think about it, but in case of emergency, you should list an "ICE" (in case of emergency) in your cell phone so if you're not able to speak for any reason, emergency services personnel will know who to call. It's probably a good idea to list ICE1 and ICE2 so there are alternatives. You might also wish to have a card in your wallet with this information just in case your phone isn't accessible at the time.

Two websites that contain great disaster preparedness information are as follows:

Red Cross: http://www.redcross.org/prepare/location/home-family

Centers for Disease Control and Prevention: emergency.cdc.gov/preparedness

It is our sincere hope that you'll never need any of this information, but one of our goals is to help our clients and their families and friends plan for the future in the key areas of their lives.

As always, if you need us, we're here for you.

Warm Regards


The RWO Financial, Inc. Team
www.rwofinancial.com

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